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Notice by the Asset Management Association of China of Adjusting Relevant Matters on Registration of the Qualification of Fund Practitioners [Effective]
中国证券投资基金业协会关于基金从业人员资格注册有关事项调整的通知 [现行有效]
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Notice by the Asset Management Association of China of Adjusting Relevant Matters on Registration of the Qualification of Fund Practitioners 

中国证券投资基金业协会关于基金从业人员资格注册有关事项调整的通知

(No. 348 [2019] of the Asset Management Association of China) (中基协字〔2019〕348号)

All relevant institutions: 各机构:
In order to fulfill the requirements for the management of the qualification of fund practitioners and ensure the smooth registration of the qualification of fund practitioners, the relevant matters are adjusted as follows: for any fund practitioner who passed the Subject Test 1: Fund Laws and Regulations, Professional Ethics and Business Rules, Subject Test 2: Basic Knowledge on Securities Investment Funds organized by the Asset Management Association of China (“AMAC”) as well as the subject tests of Securities Investment Funds, Basic Knowledge on Securities Markets, and Basic Knowledge on the Sales of Securities Investment Funds organized by the Securities Association of China before December 31, 2015, the institution by which he or she is employed shall apply to the AMAC for registering his or her qualification to engage in the fund business (including the qualification to sell securities investment funds) before December 31, 2019. 为落实从业人员资质管理要求,确保基金从业人员资格注册工作平稳开展,对于在2015年12月31日前通过中国证券投资基金业协会(以下简称“协会”)组织的科目一《基金法律法规、职业道德与业务规范》、科目二《证券投资基金基础知识》考试的,以及中国证券业协会组织的《证券投资基金》、《证券市场基础知识》和《证券投资基金销售基础知识》考试的,请于2019年12月31日前由所在任职机构向协会申请基金从业资格(含基金销售业务资格)注册。
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