Notice by the Asset Management Association of China of Issuing the List of Conditions for the Applicability of Simple Recordation Inspection Procedures to the Privately-offered Asset Management Plans for Securities and Futures Business Institutions | | 中国证券投资基金业协会关于发布《证券期货经营机构私募集合资产管理计划适用简易备案核查程序条件清单》的通知 |
All securities and futures business institutions: | | 各证券期货经营机构: |
According to the provisions of Article 21 of the Measures for the Administration of Recordation of Privately Offered Asset Management Plans of Securities and Futures Business Institutions (for Trial Implementation), the Asset Management Association of China (“AMAC”) has studied and developed the List of Conditions for the Applicability of Simple Recordation Inspection Procedures to the Privately-offered Asset Management Plans for Securities and Futures Business Institutions, which is hereby issued. | | 根据《证券期货经营机构私募资产管理计划备案管理办法(试行)》第二十一条规定,协会研究制定了《证券期货经营机构私募集合资产管理计划适用简易备案核查程序条件清单》,现予以发布实施。 |
All problems discovered by all institutions during the implementation of this Notice shall, in a timely manner, be reported to the AMAC (Contact email: zczqh@amac.org.cn). | | 各机构在执行本通知过程中发现的问题,请及时向协会报告(联系邮箱:zgcpb@amac.org.cn)。 |
| | 特此通知。 |
Annex: List of Conditions for the Applicability of Simple Recordation Inspection Procedures to the Privately-offered Asset Management Plans for Securities and Futures Business Institutions | | 附件:证券期货经营机构私募集合资管计划适用简易备案核查程序条件清单 |
Asset Management Association of China | | 中国证券投资基金业协会 |
October 8, 2019 | | 二〇一九年十月八日 |
Annex: | | 附件: |
List of Conditions for the Applicability of Simple Recordation Inspection Procedures to the Privately-offered Asset Management Plans for Securities and Futures Business Institutions ...... | | 证券期货经营机构私募集合资产管理计划适用简易备案核查程序条件清单 ...... |
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