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Notice of the Shanghai Stock Exchange to Amend Articles 1.1 and 1.2 of the Stock Listing Rules of the Shanghai Stock Exchange (2018) [Effective]
上海证券交易所关于修改《上海证券交易所股票上市规则》第1.1条、第1.2条的通知(2018) [现行有效]
【法宝引证码】

 
Notice of the Shanghai Stock Exchange to Amend Articles 1.1 and 1.2 of the Stock Listing Rules of the Shanghai Stock Exchange 

上海证券交易所关于修改《上海证券交易所股票上市规则》第1.1条、第1.2条的通知

(No. 39 [2018] of the Shanghai Stock Exchange) (上证发〔2018〕39号)

All market participants: 各市场参与人:
For the purposes of supporting pilot innovative enterprises' issuance of stocks or depository receipts within China and listing on the Shanghai Stock Exchange (hereinafter referred to as the “SSE”), the SSE has amended Articles 1.1 and 1.2 of the Stock Listing Rules of the Shanghai Stock Exchange (revised in April 2018) and the amended content is as follows: 为支持试点创新企业在境内发行股票或存托凭证并在上海证券交易所(以下简称本所)上市,本所对《上海证券交易所股票上市规则(2018年4月修订)》第1.1条、第1.2条进行了修改,修改内容如下:
I. Article 1.1 is amended to read: “For the purposes of regulating the listing of stocks, depository receipts, corporate bonds that may be converted into stocks (hereinafter referred to as “convertible corporate bonds”) and other derivatives (hereinafter referred to as “stocks and their derivatives”) and the information disclosure of listed companies and relevant parties with information disclosure obligations, maintaining the order of the securities market, and protecting the lawful rights and interests of investors, these Rules are developed in accordance with the Company Law of the People's Republic of China (hereinafter referred to as “Company Law”), the Securities Law of the People's Republic of China (hereinafter referred to as the “Securities Law”), the Measures for the Administration of Stock Exchanges and other relevant laws, administrative regulations, departmental rules and the Constitution of the Shanghai Stock Exchange.”   一、第1.1条修改为:“为规范股票、存托凭证、可转换为股票的公司债券(以下简称可转换公司债券)和其他衍生品种(以下统称股票及其衍生品种)的上市行为,以及上市公司和相关信息披露义务人的信息披露行为,维护证券市场秩序,保护投资者的合法权益,根据《中华人民共和国公司法》(以下简称《公司法》)、《中华人民共和国证券法》(以下简称《证券法》)和《证券交易所管理办法》等相关法律、行政法规、部门规章以及《上海证券交易所章程》,制定本规则。”
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