| Notice of the Shenzhen Stock Exchange on Amending Certain Clauses of the Trading Rules of the Shenzhen Stock Exchange involving Trading Participants | | 深圳证券交易所关于修改《深圳证券交易所交易规则》涉及交易参与人若干条款的通知 |
| (No. 291 [2016] of the Shenzhen Stock Exchange) | | （深证会〔2016〕291号） |
| All market participants: | | 各市场参与人： |
| To assist the implementation of Shenzhen-Hong Kong Stock Connect, with the approval of the China Securities Regulatory Commission, the Shenzhen Stock Exchange (hereinafter referred to as the “SZSE”) has amended certain clauses of the Trading Rules of the Shenzhen Stock Exchange (2016 Revision) involving trading participants as follows: | | 为配合深港通的实施，经中国证监会批准，深圳证券交易所（以下简称“本所”）对《深圳证券交易所交易规则（2016年修订）》中涉及交易参与人的若干条款进行了修改，具体修改内容如下： |
| I. Amending the provisions on the scope of trading participants | | 一、调整交易参与人范围的相关规定 |
| Article 2.2.1 is amended to read: “To trade in securities on the SZSE, members and institutions recognized by the SZSE shall apply to the SZSE for trading privilege, and become trading participants of the SZSE. | | 第2.2.1条修改为：“会员及本所认可的机构进入本所市场进行证券交易，应当向本所申请取得交易权限，成为本所交易参与人。 |
| Trading participants shall trade in securities through the business units opened with the SZSE upon application, and comply with these Rules and relevant provisions of other business rules of the SZSE on trading in securities.” | | 交易参与人应当通过在本所申请开设的交易单元进行证券交易，并遵守本规则以及本所其他业务规则关于证券交易业务的相关规定。” |
| II. Additions on trading orders sent by trading participants | | 二、补充交易参与人的交易申报事项 |
| 1. Article 3.1.2 is amended to read: “Trading participants shall send buy or sell orders to the SZSE's trading mainframe through their order routing systems, and execute trades according to these Rules; and the trading records shall be sent by the SZSE to trading participants.” | | 1．第3.1.2条修改为：“交易参与人通过报盘系统向本所交易主机发送买卖申报指令，并按本规则达成交易，交易记录由本所发送至交易参与人。” |
| 2. Article 3.1.3 is amended to read: “Trading participants shall, according to the relevant provisions, properly keep the records of instructions from clients and order routing activities.” | | 2．第3.1.3条修改为：“交易参与人应当按有关规定妥善保管委托和申报记录。” |
3. Article 3.3.1 is amended to read: “The SZSE accepts auction orders routed by trading participants from 9:15 to 9:25, 9:30 to 11:30, and 13:00 to 15:00 on each trading day.
．．．．．． | | 3．第3.3.1条修改为：“本所接受交易参与人竞价交易申报的时间为每个交易日9：15至9：25、9：30至11：30、13：00至15：00。
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