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| Notice of the Shanghai Stock Exchange on the Specific Issues concerning Implementing the Administrative Measures for the Take-over of Listed Companies and Other Relevant Provisions | | 上海证券交易所关于执行《上市公司收购管理办法》等有关规定具体事项的通知 |
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(上证公字[2009]3号) |
All listed companies and relevant shareholders: | |
各上市公司、相关股东： |
To further regulate the investors' trading of stocks of listed companies, especially the trading activities of the shareholders holding the original shares with trading restrictions in listed companies, according to the Securities Law, the Administrative Measures for the Take-over of Listed Companies, the Rules of the Shanghai Stock Exchange on the Listing of Stocks and other provisions, you are hereby notified of the relevant issues concerning implementing the relevant provisions as follows: | |
为进一步规范投资者买卖上市公司股份，特别是持有上市公司限售存量股份股东的交易行为，根据《证券法》、《上市公司收购管理办法》、《上海证券交易所股票上市规则》等规定，现就具体执行相关规定的有关事项通知如下。 |
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I. The trading of stocks of a listed company by an investor and the concerted parties thereof through the bidding trading system or the block trading system of the Shanghai Stock Exchange shall be the “trading of securities on a stock exchange” as prescribed in the Administrative Measures for the Take-over of Listed Companies.
．．．．．． | | 一、投资者及其一致行动人通过本所竞价交易系统或者大宗交易系统买卖上市公司股份的，均属于《上市公司收购管理办法》规定的“通过证券交易所的证券交易”。
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