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Notice by the Shenzhen Stock Exchange of Amending Articles 1.1 and 1.2 of the Rules Governing the Listing of Shares on the Shenzhen Stock Exchange (2018) [Expired]
深圳证券交易所关于修改《深圳证券交易所股票上市规则》第1.1条、第1.2条的通知(2018) [失效]
【法宝引证码】

Notice by the Shenzhen Stock Exchange of Amending Articles 1.1 and 1.2 of the Rules Governing the Listing of Shares on the Shenzhen Stock Exchange 

深圳证券交易所关于修改《深圳证券交易所股票上市规则》第1.1条、第1.2条的通知

(No. 281 [2018] of the Shenzhen Stock Exchange) (深证上〔2018〕281号)

All market participants: 各市场参与人:
For the purposes of guaranteeing the smooth offering of depository receipts by pilot innovative enterprises within China and guaranteeing the effective transition of relevant business rules and systems, as deliberated and adopted by the Board of Directors of the Shenzhen Stock Exchange and approved by the China Securities Regulatory Commission, the Shenzhen Stock Exchange has amended the relevant clauses of the Rules Governing the Listing of Shares on the Shenzhen Stock Exchange (2018 Revision) as follows: 为了保障试点创新企业境内发行存托凭证工作的顺利开展,保证相关业务规则体系的有效衔接,经本所理事会审议通过并报经中国证监会批准,本所对《深圳证券交易所股票上市规则(2018年修订)》的相关条文进行了修改,具体如下:
I. Article 1.1 is amended to read: “These Rules are developed in accordance with the Company Law of the People's Republic of China (hereinafter referred to as “Company Law”), the Securities Law of the People's Republic of China (hereinafter referred to as the “Securities Law”), and other applicable laws, administrative regulations, departmental rules, regulatory documents and the Constitution of the Shenzhen Stock Exchange, for the purposes of regulating the listing of shares, depository receipts, corporate bonds convertible into shares (hereinafter referred to as “convertible corporate bonds”) and other derivatives (hereinafter collectively referred to as “shares and their derivatives”) and the information disclosure by issuers, listed companies and relevant parties subject to information disclosure obligations, maintaining the order of the securities market, and protecting the lawful rights and interests of investors.”
......
   一、第1.1条修改为:“为了规范股票、存托凭证、可转换为股票的公司债券(以下简称可转换公司债券)及其他衍生品种(以下统称股票及其衍生品种)上市行为,以及发行人、上市公司及相关信息披露义务人的信息披露行为,维护证券市场秩序,保护投资者的合法权益,根据《中华人民共和国公司法》(以下简称《公司法》)、《中华人民共和国证券法》(以下简称《证券法》)等法律、行政法规、部门规章、规范性文件及《深圳证券交易所章程》,制定本规则。”
......

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