| Notice by the General Office of the China Banking and Insurance Regulatory Commission of Clarifying the Requirements for the Submission of Insurance Asset-Liability Management Reports | | 中国银保监会办公厅关于明确保险资产负债管理报告报送要求的通知 |
| (No. 98 [2019] of the General Office of the China Banking and Insurance Regulatory Commission) | | （银保监办发〔2019〕98号） |
| For the purposes of further improving the regulatory rules governing the management of insurance assets and liabilities and clarifying the requirements for the submission of insurance asset-liability management reports, the relevant matters are hereby announced as follows: | | 为进一步完善保险资产负债管理监管规则，明确保险资产负债管理报告的报送要求，现就有关事项通知如下： |
| I. Requirements for submission of quarterly reports | | 一、季度报告报送要求 |
| Starting in the first quarter of 2019, all companies shall conduct a quantitative assessment of assets-liabilities management according to the requirements of the revised supervision rules (see Annexes 1, 2), and download the XBRL-based interface Conversion tool 3.0 for the regulation of insurance asset-liability management (hereinafter referred to as the “conversion tool”) from the “insurance asset-liability management regulation information system” module before submitting quarterly reports as required. | | 从2019年一季度起，各公司应按照修订后的监管规则（见附件1、2）的要求，开展资产负债管理量化评估，并在保险资产负债管理监管信息系统模块下载“保险资产负债管理监管XBRL接口转换工具3.0”（以下简称转换工具），按要求报送季度报告。 |
| II. Requirements for submission of annual reports | | 二、年度报告报送要求 |
| All companies shall, in accordance with the requirements of the Supervision Rule Governing Insurance Asset-Liability Management No. 5: Asset-Liability Management Reports, prepare an annual asset-liability management report and submit the report through the “insurance asset-liability management regulation information system” module before May 31 of each year. | | 各公司应当按照《保险资产负债管理监管规则第5号：资产负债管理报告》的要求，编制资产负债管理年度报告，并于每年5月31日前，通过保险资产负债管理监管信息系统模块上报。 |
The annual report shall consist of four parts : (1) a Quantitative Assessment Form for Asset-Liability Management and Annual Analysis Report (For the template, see Annex 4), which can be converted into an XML file through the conversion tool; (2) an Asset-Liability Management Capability Assessment Form, which involves the system soundness and compliance effectiveness as of April 30 of the next year of the reporting year, and can be converted into an XML file through the conversion tool; (3) supporting documents for the asset-liability management capability assessment, namely a folder of annexes prepared according to the instructions for completing the system soundness and compliance effectiveness set out in the Notice of Issues Concerning the Submission of the Self-assessment Results of the Insurance Asset-Liability Management Capability (No. 78 [2018], General Office of the China Banking and Insurance Regulatory Commission); (4) the Signature and Seal Page of an Annual Asset-Liability Management Report (see Annex 5) and the organizational structure chart and flow chart in the annual analysis report, with the documents in PDF format.
．．．．．． | | 年度报告应包括四部分内容：（一）资产负债管理量化评估表和年度分析报告（模板见附件4），通过转换工具转换为xml文件；（二）资产负债管理能力评估表，为截至报告年度次年4月30日的制度健全情况与遵循有效情况，通过转换工具转换为xml文件；（三）资产负债管理能力评估的支持性文件，即根据《关于报送保险资产负债管理能力自评估结果有关事项的通知》（银保监办发〔2018〕78号）关于制度健全性与遵循有效性填报说明所制作的附件文件夹；（四）资产负债管理年度报告签字盖章页（见附件5），年度分析报告中的组织架构图和流程图，文件为PDF格式。
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