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| Interim Measures for Management of the Securities Exchange Risk Fund | | 证券交易所风险基金管理暂行办法 |
(Approved by the State Council on January 31, 2000, promulgated in No. 22 [2000] of the China Securities Regulatory Commission by the China Securities Regulatory Commission and the Ministry of Finance on April 4, 2000) | |
（2000年1月31日国务院批准 2000年4月4日中国证券监督管理委员会、财政部以证监发[2000]22号发布） |
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| Article 1 These Measures are formulated in order to safeguard the safe operation of the securities trading system and correctly to manage and use the securities exchange risk fund and in accordance with the relevant provisions of Articels 111 and 112 of the Securities Law of the People's Republic of China. | | 第一条 为保障证券交易系统的安全运转，妥善管理和使用证券交易所风险基金，根据《中华人民共和国证券法》第一百一十一条、一百一十二条规定，制定本办法。 |
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| Article 2 The securities exchange risk fund as referred to in these Measures (hereinafter referred to as “this Fund”) means the dedicated fund established for making up substantial financial losses suffered by the securities exchange, for preventing serious risk accidents in the business activities of the securities exchange and for ensuring the normal operation of securities trading activities. | | 第二条 本办法所称证券交易所风险基金（以下简称“本基金”）是指用于弥补证券交易所重大经济损失，防范与证券交易所业务活动有关的重大风险事故，以保证证券交易活动正常进行而设立的专项基金。 |
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| Article 3 Sources of this Fund: | | 第三条 本基金来源： |
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| (1) 20% of the trading fee collected by the securities exchange which shall be put into the dedicated account as the risk fund; | | （一）按证券交易所收取交易经手费的百分之二十提取，作为风险基金单独列帐； |
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| (2) 10% of the annual seat fee collected by the securities exchange which shall be put into the dedicated account as the risk fund; | | （二）按证券交易所收取席位年费的百分之十提取，作为风险基金单独列帐； |
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(3) A lump sum of 10% of the membership fee collected by the securities exchange which shall be put into the dedicated account as the risk fund;
．．．．．． | | （三）按证券交易所收取会员费百分之十的比例一次性提取，作为风险基金单独列帐；
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