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Offering Regulation Q&A—Regulatory Requirements for Guiding and Regulating the Financing Conduct of Listed Companies (Revision) | | 发行监管问答--关于引导规范上市公司融资行为的监管要求(修订版) |
(China Securities Regulatory Commission, February 14, 2020) | | (中国证监会 2020年2月14日) |
Q: Article 10 of the Measures for the Administration of the Offering of Securities by Listed Companies and Article 11 of the Measures for the Administration of the Offering of Securities by Listed Companies on ChiNext provide for the scale, uses, and other aspects of the proceeds from a seasoned offering by a listed company. During the review process, how are listed companies regulated and guided in terms of rational financing? ...... | | 问:《上市公司证券发行管理办法》第十条、《创业板上市公司证券发行管理办法》第十一条对上市公司再融资募集资金规模和用途等方面进行了规定。请问,审核中对规范和引导上市公司理性融资是如何把握的? ...... |
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