United Nations Convention against Transnational Organized Crime | | 联合国打击跨国有组织犯罪公约
(本公约于2000年11月15日经第55届联合国大会审议通过，2003年9月29日生效。） |
| | 我国政府于2000年12月12日签署该约公，全国人大常委会于2003年8月27日予以批准。中华人民共和国于2003年9月23日交存批准书，并声明如下：一、中华人民共和国对本公约第35条第2款予以保留，不受该款约束。
二、根据《中华人民共和国香港特别行政区基本法》，并经征询香港特别行政区政府意见，本公约在香港特别行政区的适用须经香港特别行政区先行立法；在中华人民共和国政府另行通知前，本公约暂不适用于香港特别行政区。
三、根据《中华人民共和国澳门特别行政区基本法》，并经征询澳门特别行政区政府意见，中华人民共和国政府决定本公约适用于澳门特别行政区。同时，中华人民共和国政府为澳门特别行政区作如下声明：
1．按照公约第5条第1款第一项第（一）目所确立的犯罪，根据澳门特别行政区法律须涉及有组织犯罪集团方可成立；
2．根据公约第18条第13款的规定，澳门特别行政区指定澳门特别行政区行政法务司司长为中心当局，负责在特区内接收司法协助请求，并将其转交特区的主管当局执行；
3．根据公约第18条第14款的规定，澳门特别行政区仅接受以中文或葡文提出的司法协助请求。
（本公约于2003年10月23日对我生效，适用于澳门，不适用于香港。） |
| Article 1 Statement of purpose | | 第一条 宗旨 |
| The purpose of this Convention is to promote cooperation to prevent and combat transnational organized crime more effectively. | | 本公约的宗旨是促进合作，以便更有效地预防和打击跨国有组织犯罪。 |
| Article 2 Use of terms | | 第二条 术语的使用 |
| For the purposes of this Convention: | | 在本公约中： |
| (a) "Organized criminal group" shall mean a structured group of three or more persons, existing for a period of time and acting in concert with the aim of committing one or more serious crimes or offences established in accordance with this Convention, in order to obtain, directly or indirectly, a financial or other material benefit; | | (一)“有组织犯罪集团”系指由三人或多人所组成的、在一定时期内存在的、为了实施一项或多项严重犯罪或根据本公约确立的犯罪以直接或间接获得金钱或其他物质利益而一致行动的有组织结构的集团； |
| (b) "Serious crime" shall mean conduct constituting an offence punishable by a maximum deprivation of liberty of at least four years or a more serious penalty; | | (二)“严重犯罪”系指构成可受到最高刑至少四年的剥夺自由或更严厉处罚的犯罪的行为； |
| (c) "Structured group" shall mean a group that is not randomly formed for the immediate commission of an offence and that does not need to have formally defined roles for its members, continuity of its membership or a developed structure; | | (三)“有组织结构的集团”系指并非为了立即实施一项犯罪而随意组成的集团，但不必要求确定成员职责，也不必要求成员的连续性或完善的组织结构， |
| (d) "Property" shall mean assets of every kind, whether corporeal or incorporeal, movable or immovable, tangible or intangible, and legal documents or instruments evidencing title to, or interest in, such assets; | | (四)“财产”系指各种资产，不论其为物质的或非物质的、动产或不动产、有形的或无形的，以及证明对这些资产所有权或权益的法律文件或文书； |
| (e) "Proceeds of crime" shall mean any property derived from or obtained, directly or indirectly, through the commission of an offence; | | (五)“犯罪所得”系指直接或间接地通过犯罪而产生或获得的任何财产； |
| (f) "Freezing" or "seizure" shall mean temporarily prohibiting the transfer, conversion, disposition or movement of property or temporarily assuming custody or control of property on the basis of an order issued by a court or other competent authority; | | (六)“冻结”或“扣押”系指根据法院或其他主管当局的命令暂时禁止财产转移、转换、处置或移动或对之实行暂时性扣留或控制； |
| (g) "Confiscation", which includes forfeiture where applicable, shall mean the permanent deprivation of property by order of a court or other competent authority; | | (七)“没收”，在适用情况下还包括“充公”，系指根据法院或其他主管当局的命令对财产实行永久剥夺； |
| (h) "Predicate offence" shall mean any offence as a result of which proceeds have been generated that may become the subject of an offence as defined in article 6 of this Convention; | | (八)“上游犯罪”系指由其产生的所得可能成为本公约第六条所定义的犯罪的对象的任何犯罪； |
| (i) "Controlled delivery" shall mean the technique of allowing illicit or suspect consignments to pass out of, through or into the territory of one or more States, with the knowledge and under the supervision of their competent authorities, with a view to the investigation of an offence and the identification of persons involved in the commission of the offence; | | (九)“控制下交付”系指在主管当局知情并由其进行监测的情况下允许非法或可疑货物运出、通过或运入一国或多国领土的一种做法，其目的在于侦查某项犯罪并辨认参与该项犯罪的人员； |
| (j) "Regional economic integration organization" shall mean an organization constituted by sovereign States of a given region, to which its member States have transferred competence in respect of matters governed by this Convention and which has been duly authorized, in accordance with its internal procedures, to sign, ratify, accept, approve or accede to it; references to "States Parties" under this Convention shall apply to such organizations within the limits of their competence. | | (十)“区域经济一体化组织”系指由某一区域的一些主权国家组成的组织，其成员国已将处理本公约范围内事务的权限转交该组织，而且该组织已按照其内部程序获得签署、批准、接受、核准或加入本公约的正式授权；本公约所述“缔约国”应在这类组织的权限范围内适用于这些组织。 |
| Article 3 Scope of application | | 第三条 适用范围 |
| 1. This Convention shall apply, except as otherwise stated herein, to the prevention, investigation and prosecution of: | | 一、本公约除非另有规定，应适用于对下述跨国的且涉及有组织犯罪集团的犯罪的预防、侦查和起诉， |
| (a) The offences established in accordance with articles 5, 6, 8 and 23 of this Convention; and | | (一)依照本公约第五条、第六条、第八条和第二十三条确立的犯罪； |
(b) Serious crime as defined in article 2 of this Convention;
where the offence is transnational in nature and involves an organized criminal group. | | (二)本公约第二条所界定的严重犯罪。 |
| 2. For the purpose of paragraph 1 of this article, an offence is transnational in nature if: | | 二、就本条第一款而言，有下列情形之一的犯罪属跨国犯罪： |
| (a) It is committed in more than one State; | | (一)在一个以上国家实施的犯罪； |
| (b) It is committed in one State but a substantial part of its preparation, planning, direction or control takes place in another State; | | (二)虽在一国实施，但其准备、筹划、指挥或控制的实质性部分发生在另一国的犯罪； |
| (c) It is committed in one State but involves an organized criminal group that engages in criminal activities in more than one State; or | | (三)犯罪在一国实施，但涉及在一个以上国家从事犯罪活动的有组织犯罪集团； |
| (d) It is committed in one State but has substantial effects in another State. | | (四)犯罪在一国实施，但对于另一国有重大影响。 |
| Article 4 Protection of sovereignty | | 第四条 保护主权 |
| 1. States Parties shall carry out their obligations under this Convention in a manner consistent with the principles of sovereign equality and territorial integrity of States and that of non-intervention in the domestic affairs of other States. | | 一、在履行其根据本公约所承担的义务时，缔约国应恪守各国主权平等和领土完整原则和不干涉别国内政原则。 |
| 2. Nothing in this Convention entitles a State Party to undertake in the territory of another State the exercise of jurisdiction and performance of functions that are reserved exclusively for the au thorities of that other State by its domestic law. | | 二、本公约的任何规定均不赋予缔约国在另一国领土内行使管辖权和履行该另一国本国法律规定的专属于该国当局的职能的权利。 |
| Article 5 Criminalization of participation in an organized criminal group | | 第五条 参加有组织犯罪集团行为的刑事定罪 |
| 1. Each State Party shall adopt such legislative and other measures as may be necessary to establish as criminal offences, when committed intentionally: | | 一、各缔约国均应采取必要的立法和其他措施，将下列故意行为规定为刑事犯罪： |
| (a) Either or both of the following as criminal offences distinct from those involving the attempt or completion of the criminal activity: | | (一)下列任何一种或两种有别于未遂或既遂的犯罪的行为： |
| (i) Agreeing with one or more other persons to commit a serious crime for a purpose relating directly or indirectly to the obtainin of a financial or other material benefit and, where required by domestic law, involving an act undertaken by one of the participants in furtherance of the agreement or involving an organized criminal group; | | 1、为直接或间接获得金钱或其他物质利益而与一人或多人约定实施严重犯罪，如果本国法律要求，还须有其中一名参与者为促进上述约定的实施的行为或涉及有组织犯罪集团； |
| (ii) Conduct by a person who, with knowledge of either the aim and general criminal activity of an organized criminal group or its intention to commit the crimes in question, takes an active part in: | | 2、明知有组织犯罪集团的目标和一般犯罪活动或其实施有关犯罪的目的而积极参与下述活动的行为： |
| a. Criminal activities of the organized criminal group; | | (1)有组织犯罪集团的犯罪活动； |
| b. Other activities of the organized criminal group in the knowledge that his or her participation will contribute to the achievement of the above-described criminal aim; | | (2)明知其本人的参与将有助于实现上述犯罪目标的该有组织犯罪集团的其他活动； |
| (b) Organizing, directing, aiding, abetting, facilitating or counselling the commission of serious crime involving an organized criminal group. | | (二)组织、指挥、协助、教唆、促使或参谋实施涉及有组织犯罪集团的严重犯罪。 |
| 2. The knowledge, intent, aim, purpose or agreement referred to in paragraph 1 of this article may be inferred from objective factual circumstances. | | 二、本条第一款所指的明知、故意、目标、目的或约定可以从客观实际情况推定。 |
| 3. States Parties whose domestic law requires involvement of an organized criminal group for purposes of the offences established in accordance with paragraph 1 (a) (i) of this article shall ensure that their domestic law covers all serious crimes involving organized criminal groups. Such States Parties, as well as States Parties whose domestic law requires an act in furtherance of the agreement for purposes of the offences established in accordance with paragraph 1 (a) (i) of this article, shall so inform the Secretary-General of the United Nations at the time of their signature or of deposit of their instrument of ratification, acceptance or approval of or accession to this Convention. | | 三、其本国法律要求根据本条第一款(一)项1目确立的犯罪须涉及有组织犯罪集团方可成立的缔约国，应确保其本国法律涵盖所有涉及有组织犯罪集团的严重犯罪。这些缔约国以及其法律要求根据本条第一款(一)项1目确立的犯罪须有促进约定的实施的行为方可成立的缔约国，应在其签署本公约或交存其批准、接受、核准或加入本公约的文书时将此情况通知联。合国秘书长。 |
| Article 6 Criminalization of the laundering of proceeds of crime | | 第六条 洗钱行为的刑事定罪 |
| 1. Each State Party shall adopt, in accordance with fundamental principles of its domestic law, such legislative and other measures as may be necessary to establish as criminal offences, when committed intentionally: | | 一、各缔约国均应依照其本国法律基本原则采取必要的立法及其他措施，将下列故意行为规定为刑事犯罪： |
| (a) (i) The conversion or transfer of property, knowing that such property is the proceeds of crime, for the purpose of concealing or disguising the illicit origin of the property or of helping any person who is involved in the commission of the predicate offence to evade the legal consequences of his or her action; | | (一)1、明知财产为犯罪所得，为隐瞒或掩饰该财产的非法来源，或为协助任何参与实施上游犯罪者逃避其行为的法律后果而转换或转让财产； |
| (ii) The concealment or disguise of the true nature, source, location, disposition, movement or ownership of or rights with respect to property, knowing that such property is the proceeds of crime; | | 2、明知财产为犯罪所得而隐瞒或掩饰该财产的真实性质来源、所在地、处置、转移、所有权或有关的权利； |
| (b) Subject to the basic concepts of its legal system: | | (二)在符合其本国法律制度基本概念的情况下： |
| (i) The acquisition, possession or use of property, knowing, at the time of receipt, that such property is the proceeds of crime; | | 1、在得到财产时，明知其为犯罪所得而仍获取、占有或使用； |
| (ii) Participation in, association with or conspiracy to commit, attempts to commit and aiding, abetting, facilitating and counselling the commission of any of the offences established in accordance with this article. | | 2、参与、合伙或共谋实施，实施未遂，以及协助、教唆、促使和参谋实施本条所确立的任何犯罪。 |
| 2. For purposes of implementing or applying paragraph 1 of this article: | | 二、为实施或适用本条第一款： |
| (a) Each State Party shall seek to apply paragraph 1 of this article to the widest range of predicate offences; | | (一)各缔约国均应寻求将本条第一款适用于范围最为广泛的上游犯罪； |
| (b) Each State Party shall include as predicate offences all serious crime as defined in article 2 of this Convention and the offences established in accordance with articles 5, 8 and 23 of this Convention. In the case of States Parties whose legislation sets out a list of specific predicate offences, they shall, at a minimum, include in such list a comprehensive range of offences associated with organized criminal groups; | | (二)各缔约国均应将本公约第二条所界定的所有严重犯罪和根据本公约第五条、第八条和第二十三条确立的犯罪列为上游犯罪。缔约国立法中如果明确列出上游犯罪清单，则至少应在这类清单中列出与有组织犯罪集团有关的范围广泛的各种犯罪； |
| (c) For the purposes of subparagraph (b), predicate offences shall include offences committed both within and outside the jurisdiction of the State Party in question. However, offences committed outside the jurisdiction of a State Party shall constitute predicate offences only when the relevant conduct is a criminal offence under the domestic law of the State where it is committed and would be a criminal offence under the domestic law of the State Party implementing or applying this article had it been committed there; | | (三)就(二)项而言，上游犯罪应包括在有关缔约国刑事管辖权范围之内和之外发生的犯罪。但是，如果犯罪发生在一缔约国刑事管辖权范围以外，则只有该行为根据其发生时所在国本国法律为刑事犯罪，而且若发生在实施或适用本条的缔约国时根据该国法律也构成刑事犯罪时才构成上游犯罪； |
| (d) Each State Party shall furnish copies of its laws that give effect to this article and of any subsequent changes to such laws or a description thereof to the Secretary-General of the United Nations; | | (四)各缔约国均应向联合国秘书长提供其实施本条的法律以及这类法律随后的任何修改的副本或说明； |
| (e) If required by fundamental principles of the domestic law of a State Party, it may be provided that the offences set forth in paragraph 1 of this article do not apply to the persons who committed the predicate offence; | | (五)如果缔约国本国法律基本原则要求，则可以规定本条第一款所列犯罪不适用于实施上游犯罪的人； |
| (f) Knowledge, intent or purpose required as an element of an offence set forth in paragraph 1 of this article may be inferred from objective factual circumstances. | | (六)本条第一款所规定的作为犯罪要素的明知、故意或目的可根据客观实际情况推定。 |
| Article 7 Measures to combat money-laundering | | 第七条 打击洗钱活动的措施 |
| 1. Each State Party: | | 一、各缔约国均应： |
| (a) Shall institute a comprehensive domestic regulatory and supervisory regime for banks and non-bank financial institutions and, where appropriate, other bodies particularly susceptible to money-laundering, within its competence, in order to deter and detect all forms of money-laundering, which regime shall emphasize requirements for customer identification, record-keeping and the reporting of suspicious transactions; | | (一)在其力所能及的范围内，建立对银行和非银行金融机构及在适当情况下对其他特别易被用于洗钱的机构的综合性国内管理和监督制度，以便制止并查明各种形式的洗钱。这种制度应强调验证客户身份、保持记录和报告可疑的交易等项规定； |
| (b) Shall, without prejudice to articles 18 and 27 of this Convention, ensure that administrative, regulatory, law enforcement and other authorities dedicated to combating money-laundering (including, where appropriate under domestic law, judicial authorities) have the ability to cooperate and exchange information at the national and international levels within the conditions prescribed by its domestic law and, to that end, shall consider the establishment of a financial intelligence unit to serve as a national centre for the collection, analysis and dissemination of information regarding potential money-laundering. | | (二)在不影响本公约第十八条和第二十七条的情况下，确保行政、管理、执法和其他负责打击洗钱的当局(本国法律许可时可包括司法当局)能够根据其本国法律规定的条件，在国家和国际一级开展合作和交换信息，并应为此目的考虑建立作为国家级中心的金融情报机构，以收集、分析和传播有关潜在的洗钱活动的信息。 |
| 2. States Parties shall consider implementing feasible measures to detect and monitor the movement of cash and appropriate negotiable instruments across their borders, subject to safeguards to ensure proper use of information and without impeding in any way the movement of legitimate capital. Such measures may include a requirement that individuals and businesses report the cross-border transfer of substantial quantities of cash and appropriate negotiable instruments. | | 二、缔约国应考虑采取切实可行的措施调查和监督现金和有关流通票据出入本国国境的情况，但须有保障措施以确保情报的妥善使用且不致以任何方式妨碍合法资本的流动。这类措施可包括要求个人和企业报告大额现金和有关流通票据的跨境划拨。 |
| 3. In establishing a domestic regulatory and supervisory regime under the terms of this article, and without prejudice to any other article of this Convention, States Parties are called upon to use as a guideline the relevant initiatives of regional, interregional and multilateral organizations against money-laundering. | | 三、在建立本条所规定的国内管理和监督制度时，吁请缔约国在不影响本公约的任何其他条款的情况下将各种区域、区域间和多边组织的有关反洗钱倡议作为指南。 |
| 4. States Parties shall endeavour to develop and promote global, regional, subregional and bilateral cooperation among judicial, law enforcement and financial regulatory authorities in order to combat money-laundering. | | 四、缔约国应努力为打击洗钱而发展和促进司法、执法和金融管理当局间的全球、区域、分区域和双边合作。 |
| Article 8 Criminalization of corruption | | 第八条 腐败行为的刑事定罪 |
| 1. Each State Party shall adopt such legislative and other measures as may be necessary to establish as criminal offences, when committed intentionally: | | 一、各缔约国均应采取必要的立法和其他措施，将下列故意行为规定为刑事犯罪： |
| (a) The promise, offering or giving to a public official, directly or indirectly, of an undue advantage, for the official himself or herself or another person or entity, in order that the official act or refrain from acting in the exercise of his or her official duties; | | (一)直接或间接向公职人员许诺、提议给予或给予该公职人员或其他人员或实体不应有的好处，以使该公职人员在执行公务时作为或不作为； |
| (b) The solicitation or acceptance by a public official, directly or indirectly, of an undue advantage, for the official himself or herself or another person or entity, in order that the official act or refrain from acting in the exercise of his or her official duties. | | (二)公职人员为其本人或其他人员或实体直接或间接索取或接受不应有的好处，以作为其在执行公务时作为或不作为的条件。 |
| 2. Each State Party shall consider adopting such legislative and other measures as may be necessary to establish as criminal offences conduct referred to in paragraph 1 of this article involving a foreign public official or international civil servant. Likewise, each State Party shall consider establishing as criminal offences other forms of corruption. | | 二、各缔约国均应考虑采取必要的立法和其他措施，以便将本条第一款所述涉及外国公职人员或国际公务员的行为规定为刑事犯罪。各缔约国同样也应考虑将其他形式的腐败行为规定为刑事犯罪。 |
| 3. Each State Party shall also adopt such measures as may be necessary to establish as a criminal offence participation as an accomplice in an offence established in accordance with this article. | | 三、各缔约国还应采取必要的措施，将作为共犯参与根据本条所确立的犯罪规定为刑事犯罪。 |
| 4. For the purposes of paragraph 1 of this article and article 9 of this Convention, "public official" shall mean a public official or a person who provides a public service as defined in the domestic law and as applied in the criminal law of the State Party in which the person in question performs that function. | | 四、本公约本条第一款和第九条中的“公职人员”，系指任职者任职地国法律所界定的且适用于该国刑法的公职人员或提供公共服务的人员。 |
| Article 9 Measures against corruption | | 第九条 反腐败措施 |
| 1. In addition to the measures set forth in article 8 of this Convention, each State Party shall, to the extent appropriate and consistent with its legal system, adopt legislative, administrative or other effective measures to promote integrity and to prevent, detect and punish the corruption of public officials. | | 一、除本公约第八条所列各项措施外，各缔约国均应在适当时并在符合其法律制度的情况下，采取立法、行政或其他有效措施，以促进公职人员廉洁奉公，并预防、调查和惩治腐败行为。 |
| 2. Each State Party shall take measures to ensure effective action by its authorities in the prevention, detection and punishment of the corruption of public officials, including providing such authorities with adequate independence to deter the exertion of inappropriate influence on their actions. | | 二、各缔约国均应采取措施，确保本国当局在预防、调查和惩治公职人员腐败行为方面采取有效行动，包括使该当局具备适当的独立性，以免其行动受到不适当的影响。 |
| Article 10 Liability of legal persons | | 第十条 法人责任 |
| 1. Each State Party shall adopt such measures as may be necessary, consistent with its legal principles, to establish the liability of legal persons for participation in serious crimes involving an organized criminal group and for the offences established in accordance with articles 5, 6, 8 and 23 of this Convention. | | 一、各缔约国均应采取符合其法律原则的必要措施，确定法人参与涉及有组织犯罪集团的严重犯罪和实施根据本公约第五条、第六条、第八条和第二十三条确立的犯罪时应承担的责任。 |
| 2. Subject to the legal principles of the State Party, the liability of legal persons may be criminal, civil or administrative. | | 二、在不违反缔约国法律原则的情况下，法人责任可包括刑事、民事或行政责任。 |
| 3. Such liability shall be without prejudice to the criminal liability of the natural persons who have committed the offences. | | 三、法人责任不应影响实施此种犯罪的自然人的刑事责任。 |
| 4. Each State Party shall, in particular, ensure that legal persons held liable in accordance with this article are subject to effective, proportionate and dissuasive criminal or non-criminal sanctions, including monetary sanctions. | | 四、各缔约国均应特别确保使根据本条负有责任的法人受到有效、适度和劝阻性的刑事或非刑事制裁，包括金钱制裁。 |
| Article 11 Prosecution, adjudication and sanctions | | 第十一条 起诉、判决和制裁 |
| 1. Each State Party shall make the commission of an offence established in accordance with articles 5, 6, 8 and 23 of this Convention liable to sanctions that take into account the gravity of that offence. | | 一、各缔约国均应使根据本公约第五条、第六条、第八条和第二十三条确立的犯罪受到与其严重性相当的制裁。 |
| 2. Each State Party shall endeavour to ensure that any discretionary legal powers under its domestic law relating to the prosecution of persons for offences covered by this Convention are exercised to maximize the effectiveness of law enforcement measures in respect of those offences and with due regard to the need to deter the commission of such offences. | | 二、为因本公约所涵盖的犯罪起诉某人而行使本国法律规定的法律裁量权时，各缔约国均应努力确保针对这些犯罪的执法措施取得最大成效，并适当考虑到震慑此种犯罪的必要性。 |
| 3. In the case of offences established in accordance with articles 5, 6, 8 and 23 of this Convention, each State Party shall take appropriate measures, in accordance with its domestic law and with due regard to the rights of the defence, to seek to ensure that conditions imposed in connection with decisions on release pending trial or appeal take into consideration the need to ensure the presence of the defendant at subsequent criminal proceedings. | | 三、就根据本公约第五条、第六条、第八条和第二十三条确立的犯罪而言，各缔约国均应根据其本国法律并在适当考虑到被告方权利的情况下采取适当措施，力求确保所规定的与审判或上诉前释放的裁决有关的条件考虑到确保被告人在其后的刑事诉讼中出庭的需要。 |
| 4. Each State Party shall ensure that its courts or other competent authorities bear in mind the grave nature of the offences covered by this Convention when considering the eventuality of early release or parole of persons convicted of such offences. | | 四、各缔约国均应确保其法院和其他有关当局在考虑早释或假释已被判定犯有本公约所涵盖的犯罪者的可能性时，顾及此种犯罪的严重性。 |
| 5. Each State Party shall, where appropriate, establish under its domestic law a long statute of limitations period in which to commence proceedings for any offence covered by this Convention and a longer period where the alleged offender has evaded the administration of justice. | | 五、各缔约国均应在适当情况下在其本国法律中对于本公约所涵盖的任何犯罪规定一个较长的追诉时效期限，并在被指控犯罪的人逃避司法处置时规定更长的期限。 |
| 6. Nothing contained in this Convention shall affect the principle that the description of the offences established in accordance with this Convention and of the applicable legal defences or other legal principles controlling the lawfulness of conduct is reserved to the domestic law of a State Party and that such offences shall be prosecuted and punished in accordance with that law. | | 六、本公约的任何规定，概不影响根据本公约确立的犯罪和适用的法律辩护理由或决定行为合法性的其他法律原则只应由缔约国本国法律加以阐明，而且此种犯罪应根据该法律予以起诉和处罚的原则。 |
| Article 12 Confiscation and seizure | | |
| 1. States Parties shall adopt, to the greatest extent possible within their domestic legal systems, such measures as may be necessary to enable confiscation of: | | 一、缔约国应在本国法律制度的范围内尽最大可能采取必要措施，以便能够没收： |
| (a) Proceeds of crime derived from offences covered by this Convention or property the value of which corresponds to t hat of such proceeds; | | (一)来自本公约所涵盖的犯罪的犯罪所得或价值与其相当的财产； |
| (b) Property, equipment or other instrumentalities used in or destined for use in offences covered by this Convention. | | (二)用于或拟用于本公约所涵盖的犯罪的财产、设备或其他工具。 |
| 2. States Parties shall adopt such measures as may be necessary to enable the identification, tracing, freezing or seizure of any item referred to in paragraph 1 of this article for the purpose of eventual confiscation. | | 二、缔约国应采取必要措施，辨认、追查、冻结或扣押本条第一款所述任何物品，以便最终予以没收。 |
| 3. If proceeds of crime have been transformed or converted, in part or in full, into other property, such property shall be liable to the measures referred to in this article instead of the proceeds. | | 三、如果犯罪所得已经部分或全部转变或转化为其他财产，则应对此类财产适用本条所述措施。 |
| 4. If proceeds of crime have been intermingled with property acquired from legitimate sources, such property shall, without prejudice to any powers relating to freezing or seizure, be liable to confiscation up to the assessed value of the intermingled proceeds. | | 四、如果犯罪所得已与从合法来源获得的财产相混合，则应在不影响冻结权或扣押权的情况下没收这类财产，没收价值可达混合于其中的犯罪所得的估计价值。 |
| 5. Income or other benefits derived from proceeds of crime, from property into which proceeds of crime have been transformed or converted or from property with which proceeds of crime have been intermingled shall also be liable to the measures referred to in this article, in the same manner and to the same extent as proceeds of crime. | | 五、对于来自犯罪所得、来自由犯罪所得转变或转化而成的财产或已与犯罪所得相混合的财产所产生的收入或其他利益，也应适用本条所述措施，其方式和程度与处置犯罪所得相同。 |
| 6. For the purposes of this article and article 13 of this Convention, each State Party shall empower its courts or other competent authorities to order that bank, financial or commercial records be made available or be seized. States Parties shall not decline to act under the provisions of this paragraph on the ground of bank secrecy. | | 六、为本公约本条和第十三条的目的，各缔约国均应使其法院或其他主管当局有权下令提供或扣押银行、财务或商务记录。缔约国不得以银行保密为由拒绝按照本款规定采取行动。 |
| 7. States Parties may consider the possibility of requiring that an offender demonstrate the lawful origin of alleged proceeds of crime or other property liable to confiscation, to the extent that such a requirement is consistent with the principles of their domestic law and with the nature of the judicial and other proceedings. | | 七、缔约国可考虑要求由犯罪的人证明应予没收的涉嫌犯罪所得或其他财产的合法来源，但此种要求应符合其本国法律原则和司法及其他程序的性质。 |
| 8. The provisions of this article shall not be construed to prejudice the rights of bona fide third parties. | | 八、不得对本条规定作损害善意第三人权利的解释。 |
| 9. Nothing contained in this article shall affect the principle that the measures to which it refers shall be defined and implemented in accordance with and subject to the provisions of the domestic law of a State Party. | | 九、本条任何规定均不得影响本条所述措施应根据缔约国本国法律规定予以确定和实施的原则。 |
| Article 13 International cooperation for purposes of confiscation | | 第十三条 没收事宜的国际合作 |
| 1. A State Party that has received a request from another State Party having jurisdiction over an offence covered by this Convention for confiscation of proceeds of crime, property, equipment or other instrumentalities referred to in article 12, paragraph 1, of this Convention situated in its territory shall, to the greatest extent possible within its domestic legal system: | | 一、缔约国在收到对本公约所涵盖的一项犯罪拥有管辖权的另一缔约国关于没收本公约第十二条第一款所述的、位于被请求国领土内的犯罪所得、财产、设备或其他工具的请求后，应在本国国内法律制度的范围内尽最大可能： |
| (a) Submit the request to its competent authorities for the purpose of obtaining an order of confiscation and, if such an order is granted, give effect to it; or | | (一)将此种请求提交其主管当局，以便取得没收令并在取得没收令时予以执行； |
| (b) Submit to its competent authorities, with a view to giving effect to it to the extent requested, an order of confiscation issued by a court in the territory of the requesting State Party in accordance with article 12, paragraph 1, of this Convention insofar as it relates to proceeds of crime, property, equipment or other instrumentalities referred to in article 12, paragraph 1, situated in the territory of the requested State Party. | | (二)将请求缔约国领土内的法院根据本公约第十二条第一款签发的没收令提交主管当局，以便按请求的范围予以执行，只要该没收令涉及第十二条第一款所述的、位于被请求缔约国领土内的犯罪所得、财产、设备或其他工具。 |
| 2. Following a request made by another State Party having jurisdiction over an offence covered by this Convention, the requested State Party shall take measures to identify, trace and freeze or seize proceeds of crime, property, equipment or other instrumentalities referred to in article 12, paragraph 1, of this Convention for the purpose of eventual confiscation to be ordered either by the requesting State Party or, pursuant to a request under paragraph 1 of this article, by the requested State Party. | | 二、对本公约所涵盖的一项犯罪拥有管辖权的另一缔约国提出请求后，被请求缔约国应采取措施，辨认、追查和冻结或扣押本公约第十二条第一款所述犯罪所得、财产、设备或其他工具，以便由请求缔约国或根据本条第一款所述请求由被请求缔约国下令最终予以没收。 |
| 3. The provisions of article 18 of this Convention are applicable, mutatis mutandis, to this article. In addition to the information specified in article 18, paragraph 15, requests made pursuant to this article shall contain: | | 三、本公约第十八条的规定可经适当变通适用于本条。除第十八条第十五款规定提供的资料以外，根据本条所提出的请求还应包括： |
| (a) In the case of a request pertaining to paragraph 1 (a) of this article, a description of the property to be confiscated and a statement of the facts relied upon by the requesting State Party sufficient to enable the requested State Party to seek the order under its domestic law; | | (一)与本条第一款(一)项有关的请求，应有关于拟予没收的财产的说明以及关于请求缔约国所依据的事实的充分陈述，以便被请求缔约国能够根据本国法律取得没收令； |
| (b) In the case of a request pertaining to paragraph 1 (b) of this article, a legally admissible copy of an order of confiscation upon which the request is based issued by the requesting State Party, a statement of the facts and information as to the extent to which execution of the order is requested; | | (二)与本条第一款(二)项有关的请求，应有请求缔约国据以签发请求的、法律上可接受的没收令副本、事实陈述和关于请求执行没收令的范围的资料： |
| (c) In the case of a request pertaining to paragraph 2 of this article, a statement of the facts relied upon by the requesting State Party and a description of the actions requested. | | (三)与本条第二款有关的请求，应有请求缔约国所依据的事实陈述以及对请求采取的行动的说明。 |
| 4. The decisions or actions provided for in paragraphs 1 and 2 of this article shall be taken by the requested State Party in accordance with and subject to the provisions of its domestic law and its procedural rules or any bilateral or multilateral treaty, agreement or arrangement to which it may be bound in relation to the requesting State Party. | | 四、被请求缔约国根据本条第一款和第二款作出的决定或采取的行动，应符合并遵循其本国法律及程序规则的规定或可能约束其与请求缔约国关系的任何双边或多边条约、协定或安排的规定。 |
| 5. Each State Party shall furnish copies of its laws and regulations that give effect to this article and of any subsequent changes to such laws and regulations or a description thereof to the Secretary-General of the United Nations. | | 五、各缔约国均应向联合国秘书长提供有关实施本条的任何法律和法规以及这类法律和法规随后的任何修改的副本或说明。 |
| 6. If a State Party elects to make the taking of the measures referred to in paragraphs 1 and 2 of this article conditional on the existence of a relevant treaty, that State Party shall consider this Convention the necessary and sufficient treaty basis. | | 六、如果某一缔约国以存在有关条约作为采取本条第一款和第二款所述措施的条件，则该缔约国应将本公约视为必要而充分的条约依据。 |
| 7. Cooperation under this article may be refused by a State Party if the offence to which the request relates is not an offence covered by this Convention. | | 七、如果请求中所涉犯罪并非本公约所涵盖的犯罪，缔约国可拒绝提供本条所规定的合作。 |
| 8. The provisions of this article shall not be construed to prejudice the rights of bona fide third parties. | | 八、不得对本条规定作损害善意第三人权利的解释。 |
| 9. States Parties shall consider concluding bilateral or multilateral treaties, agreements or arrangements to enhance the effectiveness of international cooperation undertaken pursuant to this article. | | 九、缔约国应考虑缔结双边或多边条约、协定或安排，以增强根据本条开展的国际合作的有效性。 |
| Article 14 Disposal of confiscated proceeds of crime or property | | 第十四条 没收的犯罪所得或财产的处置 |
| 1. Proceeds of crime or property confiscated by a State Party pursuant to articles 12 or 13, paragraph 1, of this Convention shall be disposed of by that State Party in accordance with its domestic law and administrative procedures. | | 一、缔约国依照本公约第十二条或第十三条第一款没收的犯罪所得或财产应由该缔约国根据其本国法律和行政程序予以处置。 |
| 2. When acting on the request made by another State Party in accordance with article 13 of this Convention, States Parties shall, to the extent permitted by domestic law and if so requested, give priority consideration to returning the confiscated proceeds of crime or property to the requesting State Party so that it can give compensation to the victims of the crime or return such proceeds of crime or property to their legitimate owners. | | 二、根据本公约第十三条的规定应另一缔约国请求采取行动的缔约国，应在本国法律许可的范围内，根据请求优先考虑将没收的犯罪所得或财产交还请求缔约国，以便其对犯罪被害人进行赔偿，或者将这类犯罪所得或财产归还合法所有人。 |
| 3. When acting on the request made by another State Party in accordance with articles 12 and 13 of this Convention, a State Party may give special consideration to concluding agreements or arrangements on: (a) Contributing the value of such proceeds of crime or property or funds derived from the sale of such proceeds of crime or property or a part thereof to the account designated in accordance with article 30, paragraph 2 (c), of this Convention and to intergovernmental bodies specializing in the fight against organized crime; | | 三、一缔约国应另一缔约国请求按照本公约第十二条和第十三条规定采取行动时，可特别考虑就下述事项缔结协定或安排：
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| | (一)将与这类犯罪所得或财产价值相当的款项，或变卖这类犯罪所得或财产所获款项，或这类款项的一部分捐给根据本公约第三十条第二款(三)项所指定的账户和专门从事打击有组织犯罪工作的政府间机构； |
| (b) Sharing with other States Parties, on a regular or case-by-case basis, such proceeds of crime or property, or funds derived from the sale of such proceeds of crime or property, in accordance with its domestic law or administrative procedures. | | |
| | (二)根据本国法律或行政程序，经常地或逐案地与其他缔约国分享这类犯罪所得或财产或变卖这类犯罪所得或财产所获款项。 |
| Article 15 Jurisdiction | | |
| | 第十五条 管辖权 |
| 1. Each State Party shall adopt such measures as may be necessary to establish its jurisdiction over the offences established in accordance with articles 5, 6, 8 and 23 of this Convention when: | | |
| | 一、各缔约国在下列情况下应采取必要措施，以确立对根据本公约第五条、第六条、第八条和第二十三条确立犯罪的管辖权： |
| (a) The offence is committed in the territory of that State Party; or | | |
| | (一)犯罪发生在该缔约国领域内； |
| (b) The offence is committed on board a vessel that is flying the flag of that State Party or an aircraft that is registered under the laws of that State Party at the time that the offence is committed. | | |
| | (二)犯罪发生在犯罪时悬挂该缔约国国旗的船只或已根据该缔约国法律注册的航空器内。 |
| 2. Subject to article 4 of this Convention, a State Party may also establish its jurisdiction over any such offence when: | | |
| | 二、在不违反本公约第四条规定的情况下，缔约国在下列情况下还可对任何此种犯罪确立其管辖权， |
| (a) The offence is committed against a national of that State Party; | | |
| | (一)犯罪系针对该缔约国国民； |
| (b) The offence is committed by a national of that State Party or a stateless person who has his or her habitual residence in its territory; or | | |
| | (二)犯罪者为该缔约国国民或在其境内有惯常居所的无国籍人； |
| (c) The offence is: | | |
| | (三)该犯罪系： |
| (i) One of those established in accordance with article 5, paragraph 1, of this Convention and is committed outside its territory with a view to the commission of a serious crime within its territory; | | |
| | 1、发生在本国领域以外的、根据本公约第五条第一款确立的犯罪，目的是在本国领域内实施严重犯罪； |
| (ii) One of those established in accordance with article 6, paragraph 1 (b) (ii), of this Convention and is committed outside its territory with a view to the commission of an offence established in accordance with article 6, paragraph 1 (a) (i) or (ii) or (b) (i), of this Convention within its territory. | | |
| | 2、发生在本国领域以外的、根据本公约第六条第一款(二)项2目确立的犯罪，目的是在其领域内进行本公约第六条第一款(一)项1目或2目或(二)项1目确立的犯罪。
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